Project 14: Formally Verified IPC Protocol

Specify and verify a synchronous IPC protocol using TLA+ or Isabelle.

Quick Reference

Attribute Value
Difficulty Master
Time Estimate 1-2 months
Language C (implementation) + TLA+/Isabelle (specification)
Prerequisites IPC theory, discrete math, modeling basics
Key Topics Formal specs, invariants, liveness

1. Learning Objectives

By completing this project, you will:

  1. Write a formal specification of a synchronous IPC protocol.
  2. Prove safety properties (no deadlock, no message loss).
  3. Prove liveness properties (progress, eventual delivery).
  4. Implement a conforming IPC protocol and map spec to code.

2. Theoretical Foundation

2.1 Core Concepts

  • Safety vs Liveness: Safety = nothing bad happens, liveness = something good eventually happens.
  • Invariants: Properties that must always hold.
  • Model Checking: Exhaustively exploring state space.
  • Refinement: Mapping spec to implementation.

2.2 Why This Matters

Formal verification turns microkernel IPC from “probably correct” into “provably correct.” seL4 achieved this with rigorous proofs.

2.3 Historical Context / Background

TLA+ was created by Leslie Lamport and used for distributed systems. seL4 proofs used Isabelle/HOL to verify kernel correctness.

2.4 Common Misconceptions

  • “Formal methods are academic only.” They are used in safety-critical systems.
  • “Model checking proves the code.” It proves the model, not the implementation.

3. Project Specification

3.1 What You Will Build

A formal spec of synchronous IPC, proofs of key properties, and a reference implementation that aligns with the spec.

3.2 Functional Requirements

  1. Specification: Model sender, receiver, endpoint state.
  2. Safety proofs: No deadlock, no lost messages.
  3. Liveness proofs: Progress when both sides ready.
  4. Implementation: C or Rust IPC library.
  5. Refinement mapping: Explain how code matches spec.

3.3 Non-Functional Requirements

  • Completeness: All variables and actions defined.
  • Clarity: Spec is readable and commented.
  • Repeatability: Model checker runs with zero errors.

3.4 Example Usage / Output

NoDeadlock ==
  ~(sender = "WAITING" /\ receiver = "WAITING")

3.5 Real World Outcome

$ tlc SyncIPC.tla
Model checking completed. No error has been found.
76 states generated, 0 states left on queue.

$ ./ipc_demo
[ipc] ping -> pong
[ipc] no deadlocks observed

4. Solution Architecture

4.1 High-Level Design

┌──────────────┐   Spec   ┌──────────────┐   Impl   ┌──────────────┐
│ TLA+/Isabelle│ ───────▶ │  Properties  │ ───────▶ │ C IPC Code   │
└──────────────┘          └──────────────┘          └──────────────┘

4.2 Key Components

Component Responsibility Key Decisions
Spec model State + actions synchronous vs async
Property set Safety/liveness minimal vs complete
Model checker Explore states TLC config
Implementation IPC code alignment with spec

4.3 Data Structures

VARIABLES sender, receiver, channel, msg

4.4 Algorithm Overview

Key Algorithm: Rendezvous Action

  1. Sender ready and receiver ready.
  2. Transfer message and update states.
  3. Ensure invariant holds.

Complexity Analysis:

  • Time: Model checking exponential in state space
  • Space: State graph size grows quickly

5. Implementation Guide

5.1 Development Environment Setup

# Install TLA+ toolbox or tlc
# Build C implementation
cc -O2 -g -o ipc_demo *.c

5.2 Project Structure

verified_ipc/
├── spec/
│   └── SyncIPC.tla
├── src/
│   └── ipc.c
├── proofs/
│   └── notes.md
└── tests/
    └── test_ipc.c

5.3 The Core Question You’re Answering

“Can I prove my IPC protocol cannot deadlock or lose messages?”

5.4 Concepts You Must Understand First

Stop and research these before coding:

  1. Safety and liveness properties
  2. State machines
  3. Model checking limits
  4. Refinement mapping

5.5 Questions to Guide Your Design

  1. What is the minimal state to model?
  2. Which actions must be atomic in the spec?
  3. How will you align code with the model?

5.6 Thinking Exercise

Model a Deadlock

Create a state where sender waits and receiver waits. What action breaks the deadlock?

5.7 The Interview Questions They’ll Ask

  1. “What is the difference between safety and liveness?”
  2. “How do you validate a formal model against code?”

5.8 Hints in Layers

Hint 1: Start with a 2-state model Keep states minimal to avoid explosion.

Hint 2: Prove safety first Add liveness after invariants hold.

Hint 3: Map code to actions Comment code with spec action names.

5.9 Books That Will Help

Topic Book Chapter
Formal methods Lamport TLA+ Intro chapters
seL4 proofs seL4 papers Verification sections

5.10 Implementation Phases

Phase 1: Foundation (2 weeks)

Goals:

  • Write minimal spec

Tasks:

  1. Define variables and actions.
  2. Run TLC with small bounds.

Checkpoint: TLC runs with no errors.

Phase 2: Core Functionality (2-3 weeks)

Goals:

  • Add properties

Tasks:

  1. Add invariants and temporal properties.
  2. Fix counterexamples.

Checkpoint: Safety + liveness pass.

Phase 3: Polish & Edge Cases (2-3 weeks)

Goals:

  • Implement and map to spec

Tasks:

  1. Write IPC code.
  2. Document refinement mapping.

Checkpoint: Implementation behaves as spec.

5.11 Key Implementation Decisions

Decision Options Recommendation Rationale
Spec language TLA+, Isabelle TLA+ Faster iteration
Model size small, large small Avoid state explosion
Property focus safety only, safety+liveness both Complete verification

6. Testing Strategy

6.1 Test Categories

Category Purpose Examples
Model Tests TLC runs safety/liveness
Implementation Tests IPC demo ping/pong
Refinement Tests Spec vs code action mapping

6.2 Critical Test Cases

  1. Deadlock state is unreachable.
  2. Message delivery always happens.
  3. Code behavior matches spec trace.

6.3 Test Data

States: 2 senders, 2 receivers
Messages: simple integers

7. Common Pitfalls & Debugging

7.1 Frequent Mistakes

Pitfall Symptom Solution
State explosion TLC runs forever Reduce state space
Weak invariants False positives Strengthen invariants
Spec/impl mismatch Unexpected behavior Align actions to code

7.2 Debugging Strategies

  • Use TLC counterexample traces.
  • Add comments in code referencing spec actions.

7.3 Performance Traps

Large models are expensive. Keep state space minimal and increase only when needed.


8. Extensions & Challenges

8.1 Beginner Extensions

  • Add timeout semantics to the model.
  • Add multiple senders/receivers.

8.2 Intermediate Extensions

  • Model capability-based access.
  • Add asynchronous IPC variant.

8.3 Advanced Extensions

  • Prove refinement in Isabelle.
  • Verify a real microkernel IPC path.

9. Real-World Connections

9.1 Industry Applications

  • seL4: Formal proofs of kernel correctness.
  • Safety-critical systems: Aviation, automotive, medical.
  • seL4: https://sel4.systems/
  • TLA+ tools: https://lamport.azurewebsites.net/tla/tla.html

9.3 Interview Relevance

Formal methods knowledge is rare and valuable in systems roles.


10. Resources

10.1 Essential Reading

  • TLA+ Specifying Systems by Lamport.
  • seL4 verification papers.

10.2 Video Resources

  • Lamport’s TLA+ lectures.

10.3 Tools & Documentation

  • TLC model checker
  • Isabelle/HOL (optional)
  • Project 1: IPC implementation.
  • Project 8: seL4 verification concepts.

11. Self-Assessment Checklist

11.1 Understanding

  • I can explain safety vs liveness.
  • I can interpret TLC counterexamples.

11.2 Implementation

  • Spec passes TLC.
  • IPC implementation matches spec.

11.3 Growth

  • I can describe refinement mapping clearly.

12. Submission / Completion Criteria

Minimum Viable Completion:

  • Minimal spec written and verified.
  • IPC demo runs.

Full Completion:

  • Safety and liveness proofs pass.
  • Refinement mapping documented.

Excellence (Going Above & Beyond):

  • Isabelle proof of refinement.
  • Publish spec and explanation.

This guide was generated from LEARN_MICROKERNELS.md. For the complete learning path, see the parent directory.